ROC Forms As per Companies Act 2013

ROC Forms As per Companies Act 2013

Description E-Forms with Instruction kit E-Forms
Intimation of Director Identification Number by the company to the Registrar DIN services Form DIR-3C Form DIR-3C
Information to the Registrar by company regarding the number of layers of subsidiaries Form CRL-1 Form CRL-1
Approval Services (Headquarters)
Form for filing application or documents with Central Government Form CG-1 Form CG-1
Form of intimation of appointment of cost auditor by the company to Central Government. Form CRA-2 Form CRA-2
Approval Services (Regional Director)
Application for removal of auditor(s) from his/their office before expiry of term. Form ADT-2 Form ADT-2
Application to Regional director for conversion of section 8 company into company of any other kind Form INC-18 Form INC-18
Application to Regional Director for approval to shift the Registered Office from one state to another state or from jurisdiction of one Registrar to another Registrar within the same State Form INC-23 Form INC-23
Memorandum of Appeal Form ADJ Form ADJ
Applications made to Regional Director Form RD-1 Form RD-1
Form for filing Addendum for Rectification of Defects or Incompleteness Form RD GNL-5 Form RD GNL-5
Application to Central Government for extension of time for filing particulars of registration of creation / modification / satisfaction of charge OR for rectification of omission or misstatement of any particular in respect of creation/ modification/ satisfaction of charge Form CHG-8 Form CHG-8
Approval Services (Registrar of Companies)
One Person Company- Application for Conversion Form INC-6 Form INC-6
Statement Of Accounts - Form STK-8
Application by company to ROC for removing its name from register of Companies Form STK-2
Form STK-2
Application for approval of Central Government for change of name Form INC-24 Form INC-24
Application to Registrar for obtaining the status of dormant company Form MSC-1 Form MSC-1
Application for seeking status of active company Form MSC-4 Form MSC-4
Applications made to Registrar of Companies Form GNL-1  Form GNL-1 
Application for grant of License to an existing company under section 8 Form INC-12 Form INC-12
Application for striking off the name of company under the Fast Track Exit (FTE) Mode Form FTE Form FTE
Change Services
One Person Company - Nominee consent form Form INC-3 Form INC-3
One Person Company - Change in Member/Nominee Form INC-4 Form INC-4
Notice of situation or change of situation of registered office Form INC-22 Form INC-22
Conversion of public company into private company or private company into public company Form INC-27 Form INC-27
Notice to Registrar of any alteration of share capital Form SH-7 Form SH-7
Particulars of appointment of Directors and the key managerial personnel and the changes among them Form DIR-12 Form DIR-12
Return of alteration in the documents filed for registration by foreign company Form FC-2 Form FC-2
Annual accounts along with the list of all principal places of business in India established by foreign company Form FC-3  Form FC-3 
Charge Management
Application for registration of creation, modification of charge (other than those related to debentures) Form CHG-1  Form CHG-1 
Particulars for satisfaction of charge thereof Form CHG-4 Form CHG-4
Notice of appointment or cessation of receiver or manager Form CHG-6 Form CHG-6
Application for registration of creation or modification of charge for debentures or rectification of particulars filed in respect of creation or modification of charge for debetures Form CHG-9 Form CHG-9
Details of persons/directors/charged/specified Form GNL-3   Form GNL-3 
DIN Forms
Application for allotment of Director Identification Number Form DIR-3 Form DIR-3
Application for surrender of Director Identification Number Form DIR-5 Form DIR-5
Intimation of change in particulars of Director to be given to the Central Government Form DIR-6  Form DIR-6 
 Report by a company to ROC for intimating the disqualification of the director Form DIR-9 Form DIR-9
Application for KYC of Directors Form DIR-3 KYC Form DIR-3 KYC
Incorporation Services
Active Company Tagging Identities and Verification (ACTIVE) Form INC-22A Form INC-22A
Simplified Proforma for Incorporating Company Electronically (SPICe) - with mandatory PAN & TAN application included. SPICe – New   SPICe – New  
eMemorandum of Association (SPICe MoA)  SPICe MoA  SPICe MoA
eArticles of Association (SPICe AoA)  SPICe AoA  SPICe AoA
Application for Goods and services tax Identification number, employees state Insurance corporation registration pLus Employees provident fund organisation registration (AGILE) AGILE AGILE
One Person Company- Nominee consent form Form INC-3 Form INC-3
Application by a company for registration under section 366 Form URC-1 Form URC-1
Information to be filed by foreign company Form FC-1 Form FC-1
Compliance Related Filing
Application for declaration as Nidhi Company and for updation of status by Nidhis Form NDH-4 Form NDH-4
Return to the Registrar in respect of declaration under section 90 Form BEN-2 Form BEN-2
Form for furnishing half yearly return with the registrar in respect of outstanding payments to Micro or Small Enterprise. Form MSME Form MSME
Forms for filing Cost Audit Report with the Central Government Form CRA-4  Form CRA-4 
Return of deposits Form DPT-3 Form DPT-3
Information to the Registrar by Company for appointment of Auditor Form ADT-1 Form ADT-1
Notice of Resignation by the Auditor Form ADT-3 Form ADT-3
Statement regarding deposits existing on the commencement of the Act Form DPT-4 Form DPT-4
One Person Company- Intimation of exceeding threshold Form INC-5 Form INC-5
Return of allotment Form PAS-3 Form PAS-3
Letter of offer Form SH-8  Form SH-8 
Declaration of Solvency Form SH-9 Form SH-9
Return in respect of buy-back of securities Form SH-11   Form SH-11  
Filing of Resolutions and agreements to the Registrar Form MGT-14 Form MGT-14
Notice of resignation of a director to the Registrar Form DIR-11 Form DIR-11
ROC Document- ScheduleIV, ScheduleII, MoA and AoA Form GNL-2   Form GNL-2  
Annual Return of a Foreign company Form FC-4 Form FC-4
Return of dormant companies Form MSC-3 Form MSC-3
Persons not holding beneficial interest in shares Form MGT-6 Form MGT-6
Informational Services
Notice of situation or change of situation or discontinuation of situation,of place where foreign register shall be kept Form MGT-3 Form MGT-3
Form for filing Report on Annual General Meeting Form MGT-15 Form MGT-15
Notice of address at which books of account are maintained Form AOC-5 Form AOC-5
Declaration for commencement of business Form INC-20A Form INC-20A
Intimation to Registrar of revocation/surrender of license issued under section 8 Form INC-20 Form INC-20
Notice of Order of the Court or any other competent authority Form INC-28 Form INC-28
Reply To Call for Information on CSR Form CFI(CSR) Form CFI(CSR)
Investor Services
INVESTOR COMPLAINT FORM Form ICP Form ICP
SERIOUS COMPLAINT FORM  Form SCP  Form SCP
Provisions Related to Mangerial personnel
Form of application to the Central Government for approval of appointment or reappointment and remuneration or increase in remuneration or waiver for excess or over payment to managing director or whole time director or manager and commission or remuneration to directors Form MR-2 Form MR-2
Return of appointment of MD/WTD/Manager Form MR-1 Form MR-1
Annual Filing E-Forms
Form for filing XBRL document in respect of financial statement and other documents with the Registrar. Form AOC-4(XBRL)  Form AOC-4(XBRL) 
Form for filing annual return by a company. Form MGT-7 Form MGT-7
Form for filing consolidated financial statements and other documents with the Registrar Form AOC-4(CFS)   Form AOC-4(CFS)  
Form for filing financial statement and other documents with the Registrar Form AOC-4   Form AOC-4  
Addendum Form
Addendum for rectification of defects or incompleteness.  Form GNL-4  Form GNL-4
Refund Form
Application for requesting refund of fees paid. Form Refund Form Refund
Attachments
Application for surrender of Director Identification Number   Form DIR-9
Form of application for removal of disqualification of directors   Form DIR-10
Circular or circular in the form of advertisement inviting deposits   Form DPT-1
Return of Statutory Compliances   Form NDH-1
Application for extension of Time   Form NDH-2
Half Yearly Return   Form NDH-3
Form for filing application for declaration as Nidhi Company and for updation of status by Nidhis. Form NDH-4
Information Memorandum   Form PAS-2
Private Placement Offer Letter   Form PAS-4
Reconciliation of Share Capital Audit Report (Half-yearly) Form PAS-6

Note: Last updated on 17th Dec, 2019.

 
     
   
 
Event Calender
<2021 June>
MTWTFSS
3112
Event Date : 02/06/2021
ActApplicable formObligations
Goods and Services TaxCMP-08Payment of tax for Q4 of 20-21 for taxpayers under Composition Scheme. Interest @ 9% pa applicable wef 4.5.21.
34
Event Date : 04/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-3BSummary Return cum Payment of Tax for April for turnover above 5cr without late fee but with interest @ 9% pa.
Goods and Services TaxGSTR-3BSummary Return cum Payment of Tax for April for turnover upto 5cr without late fee & interest.
56
789
Event Date : 09/06/2021
ActApplicable formObligations
Goods and Services TaxPMT-06Deposit of GST of April under QRMP scheme.
10
Event Date : 10/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-7Monthly Return by Tax Deductors for May.
Goods and Services TaxGSTR-8Monthly Return by e-commerce operators for May.
111213
Event Date : 13/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-6Monthly Return of Input Service Distributor for May.
141516171819
Event Date : 19/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-3BSummary Return cum Payment of Tax for Mar for turnover upto 5cr without late fee but with interest @ 9%
20
Event Date : 20/06/2021
ActApplicable formObligations
Goods and Service TaxGSTR-3BSummary Return cum Payment of Tax for May by Monthly filers. (other than QRMP) without applying Rule 36(4).
21
Event Date : 21/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-3BSummary Return of Jan-Mar quarter by Quarterly filers without late fee but interest @ 9% pa in Chhattisgarh, Madhya Pradesh, Gujarat, Maharashtra, Karnataka, Goa, Kerala, Tamil Nadu, Telangana, Andhra Pradesh, the Union territories of Daman and Diu and Dadra and Nagar Haveli, Puducherry, Andaman and Nicobar Islands or Lakshadweep.
2223
Event Date : 23/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-3BSummary Return of Jan-Mar quarter by Quarterly filers without late fee but interest @ 9% pain Himachal Pradesh, Punjab, Uttarakhand, Haryana, Rajasthan, Uttar Pradesh, Bihar, Sikkim, Arunachal Pradesh, Nagaland, Manipur, Mizoram, Tripura, Meghalaya, Assam, West Bengal, Jharkhand or Odisha, the Union territories of Jammu and Kashmir, Ladakh,Chandigarh or Delhi.
2425
Event Date : 25/06/2021
ActApplicable formObligations
Goods and Service TaxPMT-06Deposit of GST of May under QRMP scheme.
26
Event Date : 26/06/2021
ActApplicable formObligations
Goods and Services TaxGSTR-1Monthly return of Outward Supplies for May. (other than QRMP)
27
28
Event Date : 28/06/2021
ActApplicable formObligations
Goods and Services TaxIFFOptional Upload of B2B invoices, Dr/Cr notes for May under QRMP scheme.
2930
Event Date : 30/06/2021
ActApplicable formObligations
Equalisation LevyForm 1Efiling of Annual Statement of Equalisation Levy for 2020-21. (Google Tax/Tax on Digital Ads by service recipient on payments above 1 lac to a foreign service provider)
Goods and Services TaxITC-04Return for March quarter of Goods sent to or received from job-worker.
Goods and Services Tax-Filing of Application for Revocation of Cancellation where due date of filing of such application is between 15.4.21 to 29.6.21.
Goods and Services TaxGSTR-5 & 5AMonthly Return by Non-resident taxable person for March
Goods and Services TaxGSTR-5 & 5AMonthly Return by Non-resident taxable person for April.
Goods and Services TaxGSTR-6Monthly Return of Input Service Distributor for April.
Goods and Services TaxGSTR-7Monthly Return by Tax Deductors for April.
Goods and Services TaxGSTR-8Monthly Return by e-commerce operators for April
Goods and Services TaxGSTR-7Monthly Return by Tax Deductors for May.
Goods and Services TaxGSTR-8Monthly Return by e-commerce operators for May.
Goods and Service TaxGSTR-5 & 5AMonthly Return by Non-resident taxable person for May.
Foreign Trade (Development and Regulation) Act-Updation or confirmation of IEC details for 2021-22 between 1.4.21 to 30.6.21. Non-compliance to result in deactivation of IEC code.
Goods and Service TaxGSTR-6Monthly Return of Input Service Distributor for May.
1234
567891011
 
     
370751 Times Visited